RedMapAlert

loading

RedMapAlert ← Intelligence Feed

FinanceHIGH RISK

The Nutmeg Group LLC

Chicago, IL

Risk Signals

1

Top Risk Score

60

→Stable

Total Exposure

$29K

Aggregate Risk Score

60/100

HIGH RISK

1 Risk Signal — Timeline

Apr 16, 202660$29K

SEC Obtains Judgment Against Former Chief Compliance Officer of Investment Adviser — $28,935

The SEC obtained a judgment against David Goulding, former Chief Compliance Officer of The Nutmeg Group LLC, for aiding and abetting fraud and misappropriating client assets, ordering him to pay $28,935 in disgorgement and interest. The judgment was entered in Illinois.

Related Organizations

Nicolo Nourafchan and Robert Yadgarov

Comerica Bank

Early Warning Services, LLC; Bank of America, N.A.; JPMorgan Chase Bank, N.A.; Wells Fargo Bank, N.A.

Rocket Homes Real Estate LLC, JMG Holding Partners LLC, Jason Mitchell

Walmart Inc. and Branch Messenger, Inc.

Track risk signals for The Nutmeg Group LLC and thousands of other entities.

Get Free Alerts →View Intelligence Map →

Disclaimer: This profile aggregates publicly available risk signal data for informational purposes only. It does not assert fraud, criminal conduct, or legal violations.